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Comment Letters

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Comment Letters

Global Max Comment Letter to SEC On Proposed Rule Regarding Safeguarding Advisory Client Assets

Comment Letters

Global Max Comment Letter to FTC On Noncompete Agreements

Comment Letters

Global Max Comment Letter to HHS on Disclosure of PE backed Skilled Nursing Homes

Comment Letters

Global Max Comment Letter to SEC’s Proposal to Prohibit Conflicts of Interests for Asset-Backed-Securities

Comment Letters

Proposed Rule Regarding Outsourcing by Investment Advisers

Comment Letters

Global Max Submitted Comment Letter to NAIC on their CLO

Comment Letters

SEC/CFTC Form PF Rulemaking

Comment Letters

Global Max Comment Letter to DOL regarding their Proposed Amendments to the Definition of “Qualified Professional Asset Manager”

Comment Letters

Global Max Comment Letter on the SEC’s Proposal for ESG Disclosures for Investment Advisers

Comment Letters

Supplemental Comment Letter to the SEC re their Private Fund Adviser Rulemaking and Lack of Authority

Comment Letters

Global Max Comment Letter on NAIC Issue Paper on the Risk Assessment of Structured Securities-CLOs

Comment Letters

Global Max Comment Letter to SEC on Proposed Climate Rules

Comment Letters

Global Max Supplemental Comment Letter to SEC on Private Funds Adviser Proposal

Comment Letters

Global Max Comment Letter on NAIC Macroprudential Working Group on Private Equity Related Issues

Comment Letters

Global Max Comment Letter on SEC’s Cybersecurity Incident Reporting Requirement for Issuers

Comment Letters

Global Max Calls on the SEC to Withdraw “Unnecessary” Private Funds Rules

The Global Securities (Global Max) released a letter the organization filed with the U.S. Securities and Exchange Commission (SEC) calling on the agency to withdraw its proposal to…
Comment Letters

Global Max Comment Letter on FTC/DOJ Merger

Comment Letters

Global Max Comment Letter to SEC on Cybersecurity Incident Reporting Requirement for Investment Advisers

Comment Letters

Global Max & 12 groups call on SEC to extend comment period for proposed rules on Form PF and Private Fund Advisers

Comment Letters

Global Max Comment Letter on the SEC’s proposed amendments to Form PF